-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHglMXUWajXj5/le02249QVv5nhbRIQHoYpRxMtehwtMJM4TqdzbZv/HDs1IgJRY OOXdkZSoa6Man8swqB/8vg== 0000950168-98-002898.txt : 19980901 0000950168-98-002898.hdr.sgml : 19980901 ACCESSION NUMBER: 0000950168-98-002898 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980831 SROS: NONE GROUP MEMBERS: BARRY STEVEN HALPERIN GROUP MEMBERS: HALCO INDUSTRIES INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HMG COURTLAND PROPERTIES INC CENTRAL INDEX KEY: 0000311817 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 591914299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-32993 FILM NUMBER: 98701935 BUSINESS ADDRESS: STREET 1: 2701 S BAYSHORE DR CITY: COCONUT GROVE STATE: FL ZIP: 33133 BUSINESS PHONE: 3058546803 MAIL ADDRESS: STREET 1: 2701 S BAYSHORE DRIVE STREET 2: 2701 S BAYSHORE DRIVE CITY: COCONUT GROVE STATE: FL ZIP: 33133 FORMER COMPANY: FORMER CONFORMED NAME: HMG PROPERTY INVESTORS INC DATE OF NAME CHANGE: 19880215 FORMER COMPANY: FORMER CONFORMED NAME: HOSPITAL MORTGAGE GROUP INC DATE OF NAME CHANGE: 19810818 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALCO INDUSTRIES INC CENTRAL INDEX KEY: 0001017926 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: CRYSTAL CORPORATE CENTER STREET 2: 2500 MILITARY TRAIL NORTH STE 225 CITY: BOCA RATON STATE: FL ZIP: 33131 BUSINESS PHONE: 4079890382 SC 13D/A 1 HALCO INDUSTRIES INC. SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17)* HMG COURTLAND PROPERTIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 404232-10-1 (CUSIP Number) GERALD F. ROACH SMITH, ANDERSON, BLOUNT, DORSETT, MITCHELL & JERNIGAN, L.L.P. P.O. BOX 2611, RALEIGH, NORTH CAROLINA 27602 (919) 821-6668 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 24, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e),(f), or (g), check the following box [_]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 404232-10-1 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) HALCO INDUSTRIES, INC. 04-224-1978 - - ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - - ------------------------------------------------------------------- 3 SEC USE ONLY - - ------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) N/A - - ------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [X] - - ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION MASSACHUSETTS - - ------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF _______________________________________________ SHARES 8 SHARED VOTING POWER -0- BENEFICIALLY _______________________________________________ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH REPORTING _______________________________________________ PERSON 10 SHARED DISPOSITIVE POWER WITH -0- - - ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - - ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X] - - ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0-% - - ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - - ------------------------------------------------------------------- 2 CUSIP NO. 404232-10-1 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) BARRY STEVEN HALPERIN ###-##-#### - - ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - - ------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------ 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) N/A - - ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [X] - - ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - - ------------------------------------------------------------------ 7 SOLE VOTING POWER 66,900 NUMBER OF ______________________________________________ SHARES 8 SHARED VOTING POWER -0- BENEFICIALLY ______________________________________________ OWNED BY 9 SOLE DISPOSITIVE POWER 66,900 EACH REPORTING ______________________________________________ PERSON 10 SHARED DISPOSITIVE POWER WITH -0- - - ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,900 - - ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - - ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.1% - - ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - - ------------------------------------------------------------------ 3 ITEM 1. SECURITY AND ISSUER. This Amendment No. 17 to the Statement on Schedule 13D (the "Schedule") of the undersigned relates to the Common Stock of HMG Courtland Properties, Inc., (the "Company"), whose principal executive offices are located at 2701 South Bayshore Drive, Coconut Grove, Florida 33133. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of the Schedule is amended by deleting the third and fourth paragraphs thereof and inserting the following: Prior to the filing of this Amendment No. 17 to the Schedule, the Halperin Group as a group beneficially owned 133,500 shares, or 11.4% of the Company's outstanding Common Stock. Barry S. Halperin shared voting and dispositive power with Halco with respect to the 66,600 shares held by Halco and also has sole voting and dispositive power with respect to 66,900 shares that Mr. Halperin owns individually. Halco shared voting and dispositive power with Mr. Halperin with respect to the 66,600 shares it owned. On June 24, 1998, Halco sold 66,600 shares of Company Common Stock (constituting 100% of the Company Common Stock held by Halco) to the Company in a private transaction for aggregate proceeds of $324,675, or $4.875 per share. Barry S. Halperin did not engage in any transaction and continues to hold 66,900 shares of Company Common Stock, or approximately 6.1% of the outstanding shares of Company Common Stock, over which he has sole voting and dispositive power. SIGNATURE After reasonable inquiry and to the best of each of such person's knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete, and correct. Dated: August 31, 1998 HALCO INDUSTRIES, INC. By /s/ Barry S. Halperin Title President /s/ Barry S. Halperin Barry S. Halperin 5 -----END PRIVACY-ENHANCED MESSAGE-----